Consulting Services

Silver Consulting Service

Now, when regulatory questions arise in your day-to-day retirement plan practice, you’ll have ready access to ERISA experts who can help answer those questions. For a reasonable monthly fee you can email “technical” ERISA questions to ASC’s consulting team, led by legal expert John Griffin, JD, LLM.

If you would like more information on the ASC Silver Consulting Service, click here.

ERISA Compliance Consulting

Whether you are a third party administrator, attorney, accountant, broker, actuary, plan sponsor, bank employee, or any other retirement plan professional – you can benefit from ASC’s wide range of consulting services. Led by industry expert John Griffin, ASC’s consulting services encompass all areas of ERISA and the qualified-plan tax rules, including:


  • Plan design consulting
  • Telephone and e-mail technical assistance
  • Plan compliance reviews
  • Utilization of the Internal Revenue Service (IRS) and Department of Labor (DOL) correction programs
  • And other unique consulting needs your firm may have

Best Practice Consulting

Help your organization become the best benefit plan operation it can be! Whether you are a service provider or plan sponsor, ASC’s popular Best Practice Consulting can assist you. Through an in-depth analysis of your current operation, ASC helps you develop a plan that will:


  • Increase your organization’s operational efficiency and cost savings.
  • Ensure compliance with legal and regulatory requirements.
  • Streamline day-to-day administrative activities.
  • Identify technological innovations to help save you money and enhance your business.
  • Create new sales opportunities.
  • Prepare you for future developments in the benefits field.

ASC’s Best Practice Consulting has assisted clients ranging from mid-size firms all the way up to some of the largest financial firms in the country.